Whitepapers for Compliance
MiFID II / MiFIR Transaction Reporting: A Practical Guide
Category: Financial Services | Company: Duco
One of the main criticisms of the original MiFID was that national regulators did not enforce the directive with the same zeal across Europe. Read More
Good Governance A Key Aspect of CASS Compliance
Category: Compliance | Company: AutoRek
This whitepaper provides insights on what firms need to do in order to manage CASS risk and build a robust CASS governance structure. Read More
Transaction Reporting: MiFID II/MiFIR Data Challenges
Category: Corporate Finance | Company: AutoRek
Transaction Reporting is one of the key priorities for regulators. Some are already warning that there will be no latitude for non-compliance, including late reporting. MiFID II/Mi Read More
Don’t Wreck your Recs: Achieve a Golden Source for your Financial Controls Data
Category: Financial Services | Company: AutoRek
Reconciliations form the foundation of a tightly controlled finance or operations department in any organization. Building an automated reconciliation framework can be an expensive Read More
Financial
| Risk
| Compliance
Challenges of Regulatory Reporting
Category: Compliance | Company: AutoRek
The phrase 'challenges of regulatory reporting' means different things to different organizations. Regulatory reporting submissions are only as good as the data they contain. Read More
Compliance and Beyond: Future-proofing your password policy
Category: Compliance | Company: SPECOPS
With password security best practices in constant flux, our effectiveness in safeguarding our organization requires scrutiny. Read More
Continuity of Operations Planning for Healthcare Organizations
Category: Healthcare | Company: LiveProcess
A Continuity of Operations Plan (COOP) ranks the essential business functions an organization must perform even in an emergency and then puts in place means for ensuring that Read More
Crisis Management
| Risk Management
| Business
| Cloud
| Compliance
| Healthcare
Cutting through Labeling Confusion: A Guide For Understanding The Fda's Changes To Nutrients, Daily Values, And Formatting Of Nutrition Facts Labels
Category: Food | Company: ESHA Research
Now is the time to act to ensure a thoughtful approach to the FDA nutrition facts label change. There have been many significant updates to nutrition labels and daily values. Read More
Challenge Accepted | BASEL III Compliance-Tools Make the Difference!
Category: Banking & Insurance | Company: Analytix Data Services
Basel III is an opportunity as well as a challenge for banks.The Basel Committee on Banking Supervision (BCBS) is the primary global standard-setter for the regulation of banks. Read More
Situator for Electric Utilities and NERC-CIP Compliance
Category: Utilities | Company: Qognify
Achieving NERC CIP compliance and maintaining it is a daunting task the electric utilities industry faces significant challenges in meeting with NERC CIP requirements. Read More
